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Managing Facilities, Due Diligence and Facility Transfers

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regulatory basis for defining and enforcing treatment controls and 

strategies beyond the national standards based on technology (discussed 

infra). 

All dischargers must apply a minimum level of water pollution

control technology, regardless of which water body receives their effluent

discharge. These are termed "technology-based limits." Dischargers in

selected locations must go further, applying additional pollution

controls to ensure that their discharges do not cause violations of the

water quality standards set for that receiving body. These are termed

"water quality-limited requirements." 

States designate uses for all water body segments (i.e., public water 

supplies, agricultural and industrial uses, protection and propagation of 

shellfish, fish and wildlife, and recreation), and then set criteria 

necessary to protect these uses.

33 U.S.C. § 1312(a). Consequently, the 

water quality standards developed for particular water segments are based 

on their designated use and vary depending on such use (e.g., recre-

ational waters are subject to more stringent standards than industrial 

waters). 

In addition, each state identifies areas failing to meet water quality 

standards, and then establishes maximum daily pollutant loads that will 

achieve the applicable standards. 33 U.S.C. § 1313(d). The states are 

also responsible for periodic review and modification of water quality 

standards. All water quality standards proposed by a state must be 

approved by EPA.

33 U.S.C. sec 1313 (a)(1). Certain states have set 

water quality standards that are more stringent than the federal

guidelines. 

CWA § 402;

see

33 U.S.C. § 1342 (1972) empowers the Director 

of EPA to "issue a permit for the discharge of any pollutant, or 

combination of pollutants as the Administrator determines are 

necessary to carry out the provisions of this act." The discharge of any

pollutants directly into waters of the United States from a new or existing

point source is prohibited unless the point source has an NPDES permit. 33

U.S.C.

§ 1342(a)(1). 

Pollutants that industries discharge indirectly into U.S. waters 

through POTWs constitute indirect point source discharges, and do not 

require NPDES permits; however, indirect sources are regulated under 

separate state or local programs that involve compliance with general 

pretreatment standards. Certain industries, whether they contribute 

through direct or indirect sources, must also comply with specific 











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